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Floor broker
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#	Item
171	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 8, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-09 06:47:28 Financial economics Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States Philadelphia Stock Exchange U.S. Securities and Exchange Commission Floor broker Economy of the United States United States securities law Self-regulatory organizations
172	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]September 18, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-19 12:45:55 Securities Exchange Act United States Securities and Exchange Commission Floor broker Securities and Exchange Commission Financial system Self-regulatory organization Financial economics Government United States securities law Financial regulation 73rd United States Congress
173	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]; SR-NYSEMKT[removed]July 26, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting Proceedin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-28 17:47:17 Finance New York Stock Exchange Securities Exchange Act Floor broker Market maker U.S. Securities and Exchange Commission Short Financial markets Financial economics Investment
174	Release No[removed], File No. SR-BSE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-15 09:55:03 Securities Exchange Act United States Securities and Exchange Commission Floor broker Boston Stock Exchange Economy of the United States Financial economics Financial system United States securities law Financial markets 73rd United States Congress
175	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-14 09:37:17 Financial economics Financial system Finance 73rd United States Congress Securities Exchange Act Financial regulation Floor broker U.S. Securities and Exchange Commission Self-regulatory organization Financial markets United States Securities and Exchange Commission United States securities law
176	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Increase the Maximum Order Size Accepted by Floor Broker Systems from 25,000,000 Shares to 99,000,000 Shares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-03 16:17:39 Financial system Finance United States securities law United States Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Floor broker Short New York Stock Exchange Financial economics Financial markets Financial regulation
177	Order Approving Proposed Rule Change Relating to Remote Floor Brokers; Rel. No[removed], File No. SR-BSE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-28 10:34:58 United States securities law Financial economics Financial system Floor broker Securities regulation in the United States Securities and Exchange Commission Boston Stock Exchange Self-regulatory organization Finance 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission
178	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 16, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change fo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-17 08:02:06 Securities Exchange Act United States Securities and Exchange Commission Floor broker Securities and Exchange Commission Financial system Self-regulatory organization Financial economics Government United States securities law Financial regulation 73rd United States Congress
179	February 8, 2012 MEDIA RELEASE Conference of State Bank Supervisors 1129 20th Street, NW, Ninth Floor, Washington, DC, 20036 American Association of Residential Mortgage Regulators 1025 Thomas Jefferson Street, NW, Suite Add to Reading List Source URL: aarmr.org Language: English - Date: 2012-02-08 09:42:32 Subprime mortgage crisis United States federal banking legislation New York State Banking Department Mortgage broker United States housing bubble Mortgage industry of the United States Mortgage loan
180	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Linkage Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-10 15:43:07 Finance Chicago Board Options Exchange Securities Exchange Act Broker-dealer Floor broker Short U.S. Securities and Exchange Commission Costs Financial markets Financial economics Financial system

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